Your adviser's responsibilities
Your adviser is responsible for:
- identifying which investment strategy and mix of investments best suit your risk profile and needs
- ensuring that you have all of the necessary information and documentation to make investment decisions
- informing you of the potential risks involved with investment decisions
- monitoring and giving you advice on your portfolio
- establishing and maintaining your portfolio online
- ensuring that you authorise all transactions in writing
- acting on your instructions to us
- advising you if the balance in your CMA falls below the minimum requirement
- providing you with reports on your portfolio in addition to our reporting, and
- providing you with a PDS and other disclosure documents for each managed investment and term deposit recommended by your adviser, prior to making your investments.
